Waste Export Control Act - Amends the Solid Waste Disposal Act to incorporate requirements for the export of solid waste. Exempts from this Act's requirements waste paper, glass cullet, metal, or plastic that: (1) has been separated from solid waste before export; (2) is exported for incorporation into new products with recycled content; and (3) is not a hazardous waste under the Solid Waste Disposal Act. Authorizes persons to apply to the Administrator of the Environmental Protection Agency for the exemption of other recovered materials. Requires persons exporting exempted materials to notify the Administrator prior to such exporting.
Prohibits the export of solid waste from the United States unless there is an agreement between the United States and the receiving country which provides for: (1) the exchange of information regarding such export and its management; (2) cooperation on compliance with, and enforcement of, such agreement; (3) biennial review and revision or suspension of such agreement under certain circumstances; and (4) a prohibition on further transport of such waste from the country of destination without the written consent of parties to the agreement. Deems any agreement concerning shipments of hazardous waste entered into by the United States and in force on this Act's enactment date to meet this Act's requirements for two years following such enactment date.
Prohibits the export of solid waste from the United States unless the exporter has obtained a permit from the Administrator. Outlines information to be included in the permit application. Requires the Director of the National Enforcement Investigations Center to submit an investigative report on each applicant to the Administrator. Provides that permittees shall have the continuing duty to provide assistance or information requested by the Administrator or the Center and to cooperate in any inquiry conducted by the Center.
Directs the Administrator, before issuing a permit under this Act, to determine that the solid waste will be managed in a manner protective of human health and the environment and which is no less strict than that which would be required if the waste were managed in the United States. Provides that such determination shall assure that certain facility operation and transportation requirements are met. Limits permit terms to a period of five years.
Directs the Administrator to report annually to the Congress on all solid waste exports. Prohibits the issuance of any permit unless the Administrator determines that: (1) the waste generator has used reasonable efforts to eliminate or minimize waste generation prior to export; (2) the receiving facility is capable of treating, storing, and disposing of such waste in a manner protective of human health and the environment and no less strict than that which would be required if the waste were managed in the United States; and (3) the application meets the requirements of this Act. Directs the Administrator to make inspections of any permittee and of any facility handling waste subject to a permit, as necessary. Authorizes the Administrator to revoke a permit under specified circumstances.
Directs the Administrator to establish a user fee to defray the cost of administering this Act. Requires such fee system to consist of a one-time permit application fee and a waste export permit fee to be paid over the life of the permit.
Prescribes civil and criminal penalties for violations of this Act.
HR 2358 IH 102d CONGRESS 1st Session H.R. 2358 To amend the Solid Waste Disposal Act to ensure that any solid waste exported from the United States to foreign countries is managed to protect human health and the environment. IN THE HOUSE OF REPRESENTATIVES May 15, 1991 Mr. SYNAR (for himself, Mr. WOLPE, Mr. PORTER, Mr. CONYERS, Mr. BEILENSON, Mr. BONIOR, Mr. BROWN, Mr. DELLUMS, Mr. DE LUGO, Mr. HERTEL, Mr. HUGHES, Ms. KAPTUR, Mr. KILDEE, Mr. LEVIN of Michigan, Mr. LIPINSKI, Mr. MACHTLEY, Mr. MATSUI, Mr. OWENS of Utah, Mr. SCHEUER, Ms. SLAUGHTER of New York, Mr. TORRES, Mr. TOWNS, Mr. YATES, and Mr. MARKEY) introduced the following bill; which was referred jointly to the Committeeson Energy and Commerce and Foreign Affairs A BILL To amend the Solid Waste Disposal Act to ensure that any solid waste exported from the United States to foreign countries is managed to protect human health and the environment. Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, SECTION 1. SHORT TITLE. This Act may be cited as the `Waste Export Control Act'. SEC. 2. FINDINGS AND PURPOSES. (a) FINDINGS- The Congress makes the following findings: (1) Exports of solid waste from the United States to foreign countries are increasing. In several reported instances exported wastes have been disposed of in a manner that would not be permitted in the United States and are creating foreign policy liabilities for the United States. Many proposals for future waste exports are unsafe. (2) In some cases, exports of solid waste are being undertaken to avoid higher treatment and disposal expenses in the United States which are associated with the cost of complying with environmental regulations in this country and contribute to the trade deficit of the United States. (3) Uncontrolled exports of solid waste have a detrimental effect on implementation of existing domestic policy, which recognizes source reduction and recycling as the best methods of solid waste management. Exports should only take place after all reasonable efforts to minimize the generation of the solid waste have taken place. (4) Existing Federal laws do not provide for any review by the United States of the effects of solid waste exported from the United States on the environment of countries to which the waste is sent. (5) Uncontrolled export of waste threatens our coasts, oceans, and groundwater through unsound dumping practices. (6) Compliance by the United States with the 1989 Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal will aid in halting the uncontrolled export of waste to foreign countries. (b) PURPOSE- The purpose of this Act is to regulate the export of solid waste from the United States to a foreign country by requiring that such exports be conducted in accordance with an international agreement and strict domestic regulation ensuring that the solid waste is managed in a manner which is protective of human health and the environment and which is no less strict than that which would be required by the Solid Waste Disposal Act if the waste were managed in the United States. Compliance with this Act also will satisfy the requirements for United States compliance with the terms of the 1989 Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal. SEC. 3. WASTE EXPORT CONTROL. (a) REQUIREMENTS FOR EXPORTS OF SOLID WASTE- The Solid Waste Disposal Act is amended by adding at the end the following new subtitle: `Subtitle K--Exports of Solid Waste `SEC. 12001. APPLICATION OF SUBTITLE. `(a) IN GENERAL- (1) This subtitle applies to all solid waste as defined in section 1004(27) of this Act, except that this subtitle shall not apply to waste paper, glass cullet, metal, or plastic that (A) has been separated from solid waste before export, (B) is exported for incorporation into new products with recycled content, and (C) is not a hazardous waste listed or identified under section 3001. This subtitle also shall not apply to other recovered material exempted pursuant to paragraph (2). `(2) A person may apply to the Administrator to exempt from this subtitle recovered material other than the recovered material listed in paragraph (1). The Administrator shall not grant an exemption under this paragraph unless the Administrator determines that the material meets the three criteria set forth in paragraph (1). `(b) GENERATORS- For purposes of this subtitle, a person shall be considered a `generator' of solid waste if that person produces solid waste, except that, in the case of solid waste collected by a city, county, or other local government, such city, county, or other local government shall be considered to be the generator of the solid waste in lieu of the person producing the solid waste. `(c) REQUIREMENTS FOR EXEMPTED EXPORTS- Any person who exports a recovered material that is exempted under subsection (a) from this subtitle shall, notwithstanding such exemption, notify the Administrator within 30 days of such export. Such notification shall include the following information: `(1) The identity of the exporter. `(2) The variety of material being exported, using the terminology in subsection (a) or such other terminology as the Administrator provides by regulation. `(3) The quantity of each variety of material. `(4) The intermediate and, if known, ultimate destinations of each variety of material. `(5) Such additional information as the Administrator may require by regulation. `SEC. 12002. REQUIREMENTS FOR EXPORT OF SOLID WASTE. `(a) PROHIBITION- Effective on the date of enactment of the Waste Export Control Act, no person may, directly or indirectly, export any solid waste to which this subtitle applies from the United States unless-- `(1) an international agreement is in effect to which the United States and any country receiving the solid waste are parties and which meets the requirements of subsection (b); `(2) the export is made pursuant to and in accordance with that international agreement; and `(3) the person exporting the solid waste is, at the time of export, in compliance with sections 12003 and 12004 and all regulations issued under this subtitle. `(b) INTERNATIONAL AGREEMENTS- (1) Any international agreement pursuant to which solid waste covered by this subtitle may be exported from the United States to another country shall at least include each of the following: `(A) A provision for notifying the government of the receiving country of exports of such solid waste. `(B) A provision for obtaining the consent of the government of the receiving country to accept any solid waste shipment. `(C) A provision for the United States and the receiving country to exchange information on the manner in which any such solid waste exported from the United States will be managed in the receiving country, including provisions for the exchange of information with respect to the specific treatment, storage, and disposal facilities used for such purposes in the receiving country. Such provisions shall include mechanisms to provide the United States with the information necessary to ensure that transportation, treatment, storage, and disposal of the solid waste will be conducted in a manner which is protective of human health and the environment and which is no less strict than that which would be required by this Act if the solid waste were managed in the United States. Such mechanisms, at a minimum, shall provide a means for the United States to gain access to treatment, storage, or disposal facilities used for the management of such solid waste in the receiving country in the event the Administrator determines such access is necessary to fulfill the Administrator's responsibilities under this subtitle. `(D) A provision for cooperation between the United States and the receiving country on compliance with and enforcement of the agreement. `(E) A provision for biennial review by the United States and the receiving country of the effectiveness of the agreement. `(F) A provision for review and revision or suspension of the agreement if either party concludes that solid waste covered by this subtitle is being transported, treated, stored or disposed of in a manner that is not in accordance with the terms of the agreement. `(G) A provision which prohibits further transport of such solid waste from the country of destination without the written consent of the parties of the agreement. `(2) Notwithstanding the provisions of paragraph (1), any bilateral agreement concerning shipments of hazardous waste that has been entered into by the United States and that is in force on the date of enactment of the Waste Export Control Act and which remains in force shall be deemed to meet the requirements of this subsection for a period of two years following enactment of this section. Any such agreement shall comply fully with the provisions of paragraph (1) after the expiration of such two-year period. `(3) The decision of the United States not to enter into an international agreement shall not be reviewable in any court. `SEC. 12003. WASTE EXPORT PERMITS. `(a) REQUIREMENT- (1) After the enactment of the Waste Export Control Act, no person may, directly or indirectly, export from the United States any solid waste covered by this subtitle unless the person has first obtained a permit from the Administrator in accordance with this section. `(2) Paragraph (1) shall not apply until the earlier of-- `(A) the date which is 2 years after the date of the enactment of the Waste Export Control Act, or `(B) the date on which a bilateral agreement is entered into under section 12002, in the case of any solid waste exported from the United States subject to a bilateral agreement concerning shipments of hazardous waste that was entered into by the United States before the enactment of the Waste Export Control Act and which remains in force. `(b) APPLICATION- Each application for a permit under this section shall contain each of the following items of information: `(1) The name and address of the exporter. `(2) The type, quantities, and concentrations of solid waste to be exported to any foreign country. `(3) The names and addresses of all persons on whose behalf of the applicant intends to export waste (including persons who are the generators of such waste). `(4) The estimated frequency or rate at which such solid waste is to be exported and the period of time over which the waste is to be exported. `(5) The ports of exit and entry of the solid waste. `(6) The name and address of each facility at which the solid waste will be treated, stored, or disposed of. `(7) A detailed description of the manner in which such waste will be transported to and treated, stored, or disposed of in each receiving country. `(8) Information demonstrating that the solid waste will be transported, treated, stored, and disposed of in a manner which is protective of human health and the environment and which is no less strict than that which would be required by this Act if the solid waste were managed in the United States. `(9) Evidence of financial responsibility of the facility operator which is no less than that which would be required by this Act if the waste were managed in the United States, and evidence of financial responsibility of the exporter which is adequate to ensure that the exporter will be able to pay for costs for which he may be held responsible, including clean-up and liability to third parties, under the laws of the United States or under the laws of the receiving country. `(10) The full name, business address and social security number of the applicant, or, if the applicant is a business concern, of any officers, directors, partners, or key employees thereof and all persons or business concerns holding any equity in or debt liability of that business concern, or, if the business concern is a publicly traded corporation, all persons or business concerns holding more than 5 percent of the equity in or debt liability of that business concern. Where the debt liability is held by a chartered lending institution, the applicant need only supply the name and business address of the lending institution. `(11) The full name, business address and social security number of all officers, directors, or partners or any business concern disclosed in the statement and the names and addresses of all persons holding any equity in or the debt liability of any business concern so disclosed, or, if the business concern is a publicly traded corporation, all persons or business concerns holding more than 5 percent of the equity in or debt liability of that business concern. Where the debt liability is held by a chartered lending institution, the applicant need only supply the name and business address of the lending institution. `(12) The full name and business address of any company which collects, transports, treats, stores or disposes of solid waste or hazardous waste in which the applicant holds an equity interest. `(13) A description of the experience and credentials in, including any past or present permits, licenses, or other authorization for, the collection, transportation, treatment, storage or disposal of solid waste or hazardous waste possessed by the applicant, or, if the applicant is a business concern, by the key employees, officers, directors, or partners thereof. `(14) A listing and explanation of any notices of violation or prosecution, administrative orders or permit or license revocations issued by any State or Federal authority, in the 10 years immediately preceding the filing of the application, which are pending or have resulted in a finding or a settlement of a violation of any law or rule and regulation relating to the collection, transportation, treatment, storage or disposal of solid waste or hazardous waste by the applicant, or if the applicant is a business concern, by any key employee, officer, director, or partner thereof. `(15) A description of the efforts of the generators of the waste proposed to be exported pursuant to the permit to eliminate or minimize waste generation. `(16) Any other information the Administrator of the agency may require that relates to the competency, reliability or good character of the applicant. `(c) INVESTIGATIVE REPORT- (1) The Director of the National Enforcement Investigations Center shall, within 120 days after the receipt of an application under subsection (b) for an initial permit, prepare and transmit to the Administrator an investigative report on the applicant, based in part upon the application. This deadline may be extended for a reasonable period of time, for good cause, by the Administrator. In preparing the report, the Director of the National Enforcement Investigations Center may request and receive criminal history information from the Federal Bureau of Investigation. `(2) The Administrator's review of an application under this section shall include a review of the investigative report. `(d) CONTINUING DUTIES- All persons holding a permit under this section shall have the continuing duty to provide any assistance or information requested by the Administrator or the National Enforcement Investigations Center, and to cooperate in any inquiry or investigation conducted by the National Enforcement Investigations Center and any inquiry, investigation, or hearing conducted by the Administrator. If, upon issuance of a formal request to answer any inquiry or produce information, evidence or testimony, any applicant or permittee refuses to comply, the permit of that person may be denied or revoked by the Administrator. `(e) CHANGES- If any of the information required to be included in the application changes, or if any additional information should be added after the filing of the application, the permittee shall provide that information to the Administrator, in writing, within 30 days of the change or addition. `(f) DETERMINATION BY ADMINISTRATOR- (1) Before issuing a permit under this section, the Administrator shall determine that the solid waste will be transported, treated, stored, and disposed of in a manner which is protective of human health and the environment and which is no less strict than that which would be required by this Act if the solid waste were managed in the United States. The requirement of the preceding sentence shall be considered to be met if the Administrator determines that the requirements listed in paragraph (2) are met. The determination shall be made by making a thorough, independent, and objective examination of information and materials made available by the applicant to the Administrator and other information or material available to, or obtained by, the Administrator. `(2)(A) The determination under this subsection shall assure that operation of the receiving facility complies with, at a minimum, the following requirements with respect to solid waste exported from the United States to that facility: `(i) Treatment levels and methods equivalent to those required under this Act before land disposal of hazardous waste. `(ii) Liner and leachate collection systems equivalent to those required under this Act to control or prevent the migration of hazardous constituents in hazardous waste land disposal environments. `(iii) Monitoring systems for hazardous waste land disposal units equivalent to those required under this Act. `(iv) Prohibitions equivalent to those required under this Act on placement of hazardous waste in unlined units. `(v) Prohibitions equivalent to those required under this Act on the indefinite storage of hazardous waste. `(vi) Requirements and performance standards equivalent to those required under this Act for facilities that treat (including incineration), store, and dispose of solid waste other than hazardous waste. `(vii) Any other requirements that the Administrator considers necessary. `(B) The determination under this subsection shall assure that transportation of solid waste exported from the United States to the receiving facility in the foreign country complies with the following requirements: `(i) Requirements equivalent to those required under this Act for a system to provide the exporter with certification that the waste is delivered to the receiving facility. `(ii) Any other requirements that the Administrator considers necessary. `(C) In making the determination of compliance with the provisions listed in this paragraph, the Administrator may apply any waivers and alternative methods of compliance available under this Act for solid waste. `(g) PERMIT ISSUANCE- Upon a determination by the Administrator, following notice and opportunity for public comment on an application submitted under this section, that such application complies with the requirements of this section, the Administrator is authorized to issue a permit to the applicant. If during the public comment period the Administrator receives written notice of opposition to issuance of the permit and a request for a hearing, the Administrator shall not issue the permit unless he has held an informal hearing (including an opportunity for presentation of written and oral views) on whether the permit should be issued. `(h) TERMS AND CONDITIONS- Any permit under this section shall cover waste exported during a term established by the Administrator. Such term may not exceed 5 years. Each permit shall contain such terms, conditions and specific mechanisms as the Administrator determines necessary to ensure continuing compliance with the requirements of this section. Such terms, conditions and mechanisms must ensure that transportation, treatment, storage and disposal of any waste exported pursuant to the permit will be carried out in a manner which is protective of human health and the environment and which is no less strict than that which would be required by this Act if the solid waste were managed in the United States. Nothing in this section shall preclude the Administrator from reviewing, modifying, or revoking a permit at any time during its term. `(i) REPORTS- Each permittee under this section shall file with the Administrator, not later than March 1 of each year, a report which summarizes all exports of solid waste covered by this Act undertaken pursuant to such permit or which, if no such exports have been made, so states. The report shall address each of the items set forth in paragraphs (1) through (8) and paragraph (15) of subsection (b). No later than September 30 of each year, the Administrator shall submit to the Congress a report summarizing the information contained in the reports filed by permittees pursuant to this subsection. `(j) REGULATIONS- Before any permit under this section is issued, the Administrator, in consultation with the Secretary of State, shall promulgate such regulations as are necessary to carry out this section and any international agreement pursuant to which export of solid waste may be made under this section, including regulations on permits, manifests, packaging, labeling, transporting, reporting, recordkeeping, pretreatment, treatment, storage, and disposal. In developing regulations under this subsection and section 12004, in addition to compliance with other applicable requirements of law, the Administrator shall actively solicit public comment, including comments from individuals representing nongovernmental environmental organizations, waste generators, the waste management industry, and academic institutions. `(k) Refusal To Grant Permits- `(1) IN GENERAL- No permit shall be issued under this section unless the Administrator determines that-- `(A) the generators of waste subject to the permit have used reasonable efforts to eliminate or minimize waste generation prior to export; `(B) the receiving facility is capable of treating, storing, and disposing of waste subject to the permit in a manner which is protective of human health and the environment and which is no less strict than that which would be required by this Act if the waste were managed in the United States; and `(C) the application meets the requirements of subsection (b). In addition, no such permit shall be approved by the agency unless the Administrator finds that the exporter and the owner and operator of the receiving facility, have exhibited sufficient reliability, expertise, and competency to manage the waste, given the potential for harm to human health and the environment which could result from irresponsible operations. `(2) HEARING- Any applicant who is denied an initial permit pursuant to this subsection shall, upon a written request transmitted to the Administrator within 30 days of that denial, be afforded the opportunity for a hearing on the record in the manner provided for in section 554 of title 5 of the United States Code. `(l) INSPECTIONS- The Administrator shall make an inspection of a facility of any permittee and of any facility used for treatment, storage, or disposal of any waste subject to a permit under this subtitle whenever the Administrator determines that an inspection is necessary to ensure continuing compliance with this subtitle. `(m) CAUSES FOR REVOCATION- Any permit made under this section may be revoked by the Administrator, after notice and opportunity for hearing on the record in accordance with section 554 of title 5 of the United States Code, for any of the following causes: `(1) Failure to comply with any term or condition of the permit or with any continuing duty of the permittee under subsection (d). `(2) Any change in conditions or circumstances which would disqualify the applicant for a permit upon original application. `(3) Fraud, deceit, or misrepresentation in securing the permit, or in the conduct of the permitted activity. `(4) Offering, conferring, or agreeing to confer any benefit to induce any other person to violate the provisions of this Act, or of any other law relating to the collection, transportation, treatment, storage, or disposal of solid waste or hazardous waste, or of any rule or regulation adopted pursuant thereto. `(5) Coercion of a customer by violence or economic reprisal or the threat thereof to utilize the services of any permittee. The Administrator shall revoke the permit in any case in which he determines that a generator of any waste covered by the permit has failed to use reasonable efforts to eliminate or minimize waste generation prior to export. `SEC. 12004. USER FEES. `(a) ESTABLISHMENT- The Administrator shall establish a use fee to defray fully the cost of administering this subtitle. Such a fee shall cover all personnel, overhead and other expenses incurred by the Administrator in processing applications and in monitoring compliance with permit terms, including the cost of site inspections and any other measures necessary to verify that management of exported solid waste complies fully with the requirements of this section. The Administrator shall promulgate regulations establishing the terms and conditions of a 2-part fee system and setting forth criteria for tailoring of fees to individual circumstances and revisions of fees, before or after permit issuance, as necessary and appropriate. `(b) 2-PART FEE SYSTEM- The fee system under this section shall consist of the following: `(1) PERMIT APPLICATION FEE- A fee sufficient to defray fully the cost of processing and issuance of any permit. Such fee shall be paid upon the submission of an application for a permit to export solid waste. `(2) WASTE EXPORT PERMIT FEE- A fee to be paid over the life of the permit based upon a schedule of payments established before the permit is issued. Such fee shall provide revenues sufficient to defray fully the expenses of the Administrator in overseeing permit compliance and administration, and the fee schedule established shall ensure that at no time will expenses incurred by the Administrator exceed the amount of the fees paid. `SEC. 12005. SAVINGS PROVISION. `Nothing in this Act or in any other provision of law shall be construed or interpreted as preempting any foreign country from imposing any additional liability or requirements with respect to any solid waste exported from the United States to such foreign country or with respect to any person exporting solid waste from the United States to such foreign country. `SEC. 12006. FEDERAL ENFORCEMENT. `(a) CRIMINAL PENALTIES- Any person who knowingly exports solid waste-- `(1) in the absence of an international agreement pursuant to which such exports may be made under this subtitle; `(2) in a manner which is not in conformance with such agreement, with this subtitle, or with any regulations issued to carry out such agreement or subtitle; shall, upon conviction, be subject to a fine in accordance with title 18, United States Code, or imprisonment not to exceed two years, or both. If the conviction is for a violation committed after a first conviction of such person under this subsection, the maximum punishment under this subsection shall be doubled with respect to both fine and imprisonment. `(b) CIVIL PENALTY- Any person who violates any requirement of this subtitle shall be liable to the United States for a civil penalty in an amount not to exceed $25,000 for each such violation. Each day of such violation shall, for purposes of this subsection, constitute a separate violation. `(c) COMPLIANCE ORDERS- Whenever on the basis of any information the Administrator determines that any person has violated or is in violation of any requirement of this subtitle, the Administrator may issue an order assessing a civil penalty for any past or current violation, requiring compliance immediately or within a specified time period, or both, or the Administrator may commence a civil action in the United States district court in the district in which the violation occurred for appropriate relief, including a temporary or permanent injunction.' (b) REPEAL- Section 3017 is repealed. (c) CONFORMING AMENDMENTS- The table of contents of the Solid Waste Disposal Act is amended as follows: (1) Repeal the item relating to section 3017. (2) Add after the items relating to subtitle J the following new items: `Subtitle K--Exports of Solid Waste `Sec. 12001. Application of subtitle. `Sec. 12002. Requirements for export of solid waste. `Sec. 12003. Waste export permits. `Sec. 12004. User fees. `Sec. 12005. Savings provision. `Sec. 12006. Federal enforcement.'.
Introduced in House
Introduced in House
Referred to the House Committee on Foreign Affairs.
Referred to the House Committee on Energy and Commerce.
Referred to the Subcommittee on International Economic Policy and Trade.
Referred to the Subcommittee on Human Rights and International Organizations.
Referred to the Subcommittee on Transportation and Hazardous Materials.
Subcommittee Hearings Held.
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